Guides

Transfer Agent Guide

2013-2014 The NICSA Transfer Agent Compliance Guide makes it easy to look up and understand the many laws and regulations governing transfer agent operations. The Guide was completely updated in 2013-2014. Updates included: Standardized structure and formatting Hyperlinks to code sections Complete […]

Theresa Hamacher

AIFMD 101

January 2013 The Alternative Investment Fund Managers Directive is changing the regulatory landscape in Europe for anyone marketing private funds to investors there. To help U.S. investment managers understand the new rules, Luxembourg fund industry association ALFI and NICSA collaborated to produce […]

Theresa Hamacher