This infographic and brochure was prepared in conjunction with the NICSA UIT Committee. See the infographic . . .
2013-2014 The NICSA Transfer Agent Compliance Guide makes it easy to look up and understand the many laws and regulations governing transfer agent operations. The Guide was completely updated in 2013-2014. Updates included: Standardized structure and formatting Hyperlinks to code sections Complete […]
January 2014 An overview of the AIFMD remuneration rules, from NICSA and Luxembourg fund industry association ALFI. Click here to access the overview . . .
January 2014 A reference guide to the AIFMD remuneration rules, from NICSA and Luxembourg fund industry association ALFI. Click here to access the guide . . .
September 2013 An introduction to unit investment trusts, for investment industry professionals. This presentation was adapted from a NICSA webinar, organized by the NICSA UIT Committee. View the complete presentation . . .
January 2013 The Alternative Investment Fund Managers Directive is changing the regulatory landscape in Europe for anyone marketing private funds to investors there. To help U.S. investment managers understand the new rules, Luxembourg fund industry association ALFI and NICSA collaborated to produce […]