February 1, 2015 The death knell of active portfolio management has been rung. But with recent studies suggesting that the costs of passive management are rising, has the bell tolled too soon? This Financial Times article (written with Bob Pozen) looks at […]
October 5, 2014 The SEC’s changes in July to Rule 2a-7 governing money market funds may be simple in concept – but they will require significant changes in fund operations. As speakers from BNY Mellon, Boston Financial Data Services, Deutsche Asset & […]
2013-2014 The NICSA Transfer Agent Compliance Guide makes it easy to look up and understand the many laws and regulations governing transfer agent operations. The Guide was completely updated in 2013-2014. Updates included: Standardized structure and formatting Hyperlinks to code sections Complete […]
September 23, 2014 This video illustrates the dynamic changes in the U.S. demographics since 1900. It is based on the presentation on fund industry trends from the 2014 AFLI Global Distribution conference. (Be sure to check out the complete slide presentation.)
December 15, 2013 This Financial Times article (written Rajib Chanda) discusses the problem of “phantom employees” on LinkedIn — individuals who are listed on the social media site as an employee of a company, but who in actuality do not work there. It’s […]